Jayesh Sanghrajka & Co LLP - Financial Advisory & Business Consulting Firm

At Jayesh Sanghrajka & Co. LLP, we offer specialized SEBI (Securities and Exchange Board of India) Compliance Services designed to help businesses and market participants adhere to the regulatory requirements set forth by SEBI. Our team provides expert guidance to ensure your organization is compliant with the laws governing securities, capital markets, and corporate governance, enabling you to operate smoothly and efficiently in India’s financial markets.

Key Features of Our SEBI Compliance Services:

SEBI Registration & Licensing

We assist in obtaining necessary SEBI licenses and registrations for market intermediaries, such as stockbrokers, merchant bankers, portfolio managers, and investment advisors. Our team ensures that your business meets all the prerequisites and compliance requirements for smooth registration.

Corporate Governance Advisory

Our experts help you implement best practices in corporate governance to comply with SEBI’s regulations. We guide you in structuring your board, committees, and internal processes to align with SEBI’s corporate governance norms, enhancing transparency and accountability.

Regulatory Filings & Disclosures

We assist with timely and accurate filings of various reports and disclosures mandated by SEBI, including quarterly and annual financial reports, shareholding patterns, and insider trading disclosures. We ensure that your organization complies with all deadlines and procedural requirements.

Insider Trading & Market Manipulation Compliance

We provide guidance on the SEBI Insider Trading Regulations and ensure that your organization has adequate measures in place to prevent market manipulation and insider trading. Our team helps in drafting and implementing internal policies for compliance.

Investor Protection & Complaint Handling

SEBI places great emphasis on investor protection. We assist you in setting up grievance redressal mechanisms, ensuring your business adheres to SEBI’s investor protection guidelines and resolves complaints effectively.

Mutual Fund & Portfolio Management Compliance

For businesses involved in mutual funds or portfolio management, we provide advisory and compliance support related to SEBI’s regulations on fund management, investor disclosure, and reporting obligations.

Listing & Disclosure Compliance

We assist companies listed on Indian stock exchanges in fulfilling their ongoing listing obligations under SEBI’s Listing Obligations and Disclosure Requirements (LODR). This includes compliance with periodic disclosure requirements, corporate governance norms, and reporting standards.

SEBI Investigations & Audits

In the event of SEBI inquiries or investigations, our team offers assistance in preparing the necessary documentation, handling audits, and representing your business during SEBI hearings. We help mitigate legal risks and ensure that you are fully compliant with SEBI’s regulations.

Capital Market Advisory

We offer advisory services on structuring IPOs (Initial Public Offerings), FPOs (Follow-on Public Offerings), and rights issues, ensuring that all aspects of the offer comply with SEBI’s regulations, from disclosure norms to pricing and underwriting.

Risk Management & Compliance Framework

Our team works with you to establish a robust risk management and compliance framework in line with SEBI’s guidelines. This includes reviewing internal controls, risk assessment processes, and compliance protocols to minimize risks associated with capital markets.

SEBI Audit and Due Diligence:

We perform regular audits and due diligence exercises to ensure your organization’s compliance with SEBI’s rules and regulations. Our team identifies potential risks and gaps in your current compliance structure and recommends corrective actions to ensure full compliance.

Mergers, Acquisitions, and Takeover Compliance

Once your business is established in India, we offer post-entry compliance services, ensuring your company continues to meet all statutory obligations. We also provide ongoing advisory to help your business grow and scale effectively in the Indian market.

By partnering with Jayesh Sanghrajka & Co. LLP for your SEBI compliance needs, you benefit from our in-depth understanding of the complex regulatory landscape governing India’s securities markets. Our expert team helps ensure that your organization remains compliant, transparent, and well-positioned to operate successfully in the capital markets while mitigating regulatory risks. Let us help you navigate SEBI compliance efficiently, ensuring long-term business growth and regulatory peace of mind.

SEBI Compliances